Compliance Assurance Officer - Fullerton California

Company: VirtualVocations
Location: Fullerton, California
Posted On: 11/17/2024

A company is looking for a Compliance Assurance Officer I to ensure a strong compliance culture and monitor adherence to laws and regulations.



Key Responsibilities

Perform monitoring and testing activities to validate control effectiveness
Document findings and prepare reports summarizing compliance issues and root causes
Analyze complaint data to identify trends and compliance risks


Required Qualifications, Training, and Education

Bachelor's degree or equivalent work experience
5+ years of experience in Bank Regulatory Compliance, Audit, or Risk Management
1+ years of experience conducting compliance testing or monitoring
Experience with consumer protection regulations and internal controls
CRCM certification or specialized compliance training is a plus More...

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