Tennessee Licensed Financial Advisor - Ontario California

Company: VirtualVocations
Location: Ontario, California
Posted On: 01/25/2025

A company is looking for a Financial Advisor to provide investment advice and manage member portfolios.



Key Responsibilities:

Establish and maintain investment relationships with members, ensuring compliance with FINRA and SEC standards
Engage with members to develop and manage detailed financial plans tailored to their best interests
Analyze and manage the performance of members' investment portfolios and recommend additional products as needed


Required Qualifications:

Bachelor's degree in Finance, Business, Economics, or a related field
Series 7, 63, and 65 or 66 licenses; Bondable through CUSO Financial Services, LP
Certified Financial Planner (CFP) designation is required
Valid state driver's license
Minimum 3 years' experience in selling investment and insurance products More...

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