Director of Legal Affairs - San Jose California

Company: VirtualVocations
Location: San Jose, California
Posted On: 02/01/2025

A company is looking for a Director, Legal (Wealth Management) to join their Regulatory Team.



Key Responsibilities

Provide legal and regulatory advice for developing and executing the wealth management roadmap
Collaborate with Product, Investment Research, Compliance, and Operations teams on new product launches and ongoing support
Negotiate and draft various agreements and disclosure documents for wealth management products



Required Qualifications

Law degree with 5-8 years of experience in securities and/or corporate law from a major Canadian law firm or in-house legal department
Expertise in asset management, including launching private funds, ETFs, and/or mutual funds
Familiarity with Canadian capital markets regulations
Strong analytical skills with the ability to identify and address legal issues proactively
Project management and organizational skills to manage competing priorities More...

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