Senior Internal Auditor - Stamford Connecticut

Company: Michael Page
Location: Stamford, Connecticut
Posted On: 09/20/2024

The Senior Internal Auditor is expected to perform independent assessment of the firm's broker dealer entities. Conduct audits of firm's programs including customer on-boarding, customer due diligence, surveillance, sanction, training, etc.Client DetailsIndustry leading American based multinational brokerage firm based out of CT. Description

• Perform independent assessment of its broker dealer entities.
• Conduct audits of firm's programs including customer on-boarding, customer due diligence, surveillance, sanction, training, etc.
• Plan and execute audit test steps.
• Prepare audit report that document identified control deficiencies.
• Assist in ad-hoc projects or other audits of group entities.Profile
  • 3+ years of Audit or related experience.
  • Bachelor's degree is required, preferably in Business or Accounting.
  • Any certifications related to Audit are an added plus.
  • Ability to identify gaps in controls at the macro level.
  • Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams.
  • Strong verbal and written communication skills.Job Offer
    • Industry leading brokerage firm
    • Professional advancement opportunities
    • Hybrid work model
    • Competitive base salary and bonus
    • Extensive benefits package
    • Free lunch in officeMPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. More...

          

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