New York Licensed Chief Compliance Officer - Marietta Georgia

Company: VirtualVocations
Location: Marietta, Georgia
Posted On: 01/19/2025

A company is looking for a Chief Compliance Officer.



Key Responsibilities

Support compliance efforts related to supervisory oversight and regulatory requirements
Collaborate with senior management to train employees and promote a culture of compliance
Monitor and improve compliance processes and controls across the business


Required Qualifications

A bachelor's degree
10+ years of experience in compliance or related fields
Series 7 and 24 licenses
Expertise in investment advisory and related reporting
Efficient time management skills for project initiation and management More...

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