New York Licensed Compliance Director - Portsmouth Virginia

Company: VirtualVocations
Location: Portsmouth, Virginia
Posted On: 01/22/2025

A company is looking for a Compliance Senior Director (Product).



Key Responsibilities

Lead the development and implementation of an effective compliance program for products and services
Provide compliance advice to product development, sales, and marketing teams regarding consumer financial services
Conduct internal monitoring and testing of product compliance and review marketing materials


Required Qualifications

7-10+ years of experience in consumer financial services compliance, preferably at a law firm or in-house
Juris Doctor from an ABA-accredited law school and admission to the New York bar or another state bar
Knowledge of BSA/AML/OFAC regulations and consumer financial services compliance programs
Experience interacting with financial regulators and conducting compliance testing
Expertise in fintech products, money service businesses, and federal/state licensing More...

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